WebDec 4, 2012 · The fund-of-funds letter provides that a manager or sponsor of a fund-of-funds can obtain temporary relief from CFTC registration (or the need to claim an exemption from registration) until the later of June 30, 2013, or six months after the effective date of revised guidance issued by the CFTC (or the compliance date, if later). WebFeb 9, 2012 · Registered investment companies who invest in commodity interests through offshore subsidiaries (controlled foreign corporations (CFCs)) will be required to have the CFC separately qualify for a...
17 CFR § 1.25 - Investment of customer funds. Electronic Code of ...
WebFeb 10, 2012 · The Commodity Futures Trading Commission (CFTC) announced on February 9 the adoption of final rules that significantly curtail the ability of registered investment companies to claim relief under CFTC Rule 4.5 as well as the rescission of the exemption from commodity pool operator (CPO) registration contained in Rule 4.13 (a) … WebFund Information. Fund Commencement 06/02/10. Net Assets ($ M) As of 03/31/23 $764.37. Fiscal Year End OCTOBER. Benchmark. Bloomberg Commodity Index is … namasty india le havre
Foreign Exchange Forwards and Swaps Exempt from CFTC Regulation; CFTC ...
WebJan 4, 2012 · Fund of funds have an extended compliance deadline Managers to a fund of funds (FoF) are also subject to the CFTC rules for registration by virtue of the FoF’s indirect exposure to commodity … WebDec 5, 2012 · On November 29, 2012, the CFTC issued a no-action letter providing time-limited relief to the operators of funds of funds facing the prospect of registration with the CFTC prior to December 31, 2012 as a result of the rescission earlier this year of Rule 4.13 (a) (4) and amendments to Rule 4.5. 1 The letter provides that the Division of Swap … WebJul 30, 2012 · The CFTC takes the view that any fund-of-funds that invests in a commodity pool is itself a commodity pool. This means that a fund-of-funds sponsor or manager will need to review, and if necessary reach out to, all of the funds in which it invests in order to determine whether those underlying funds either do not trade futures, … nama sushi knoxville happy hour